
SEC Intelligence
io.github.jahanv01Published by GitHub account jahanv01v0.1.1Updated Oct 25, 2026
SEC 10-K/10-Q/8-K search, RAG Q&A, comparison, and anomaly detection with citations.
Overview
A local MCP server that indexes SEC filings (10-K, 10-Q, 8-K) and lets an assistant answer, compare and summarize them with citations.
- What you can do
- Fetch, parse and index a company's recent SEC filings into a vector store for later questions (ingest_company_filings). Search ingested filings semantically and return passages with citations (search_filings). Answer a specific question with a grounded, cited response, or produce a structured executive summary of a whole filing (analyze_filing, get_filing_summary). Compare two to four companies side by side on one aspect, each grounded in its own filing (compare_companies). Flag year-over-year changes in MD&A and risk language, and pull headline metrics, guidance and management commentary from 8-K earnings releases (detect_financial_anomalies, get_earnings_summary).
- When to use it
- Useful when you want answers about what companies actually wrote in their SEC filings, with a citation to the section, rather than numbers from a data API. Suited to research on risk factors, management commentary, guidance tone and cross-company comparisons.
- Requirements
- Runs locally as a Python package via uvx (or from a clone with uv). Needs GEMINI_API_KEY, LANGFUSE_PUBLIC_KEY and LANGFUSE_SECRET_KEY, plus QDRANT_URL pointing at a local Docker Qdrant instance or a Qdrant Cloud cluster; QDRANT_API_KEY is only needed for Qdrant Cloud. Optional EMBEDDING_MODEL, GEMINI_MODEL and SEC_EDGAR_USER_AGENT. Network access to SEC EDGAR, Gemini, LangFuse and Qdrant.
Installation
In SourceWeft
- Open SEC Intelligence in the dashboard and add it to a workspace.
- Enable the server for the chats that should use its tools.
Desktop only via STDIO. STDIO servers start a local process, so they need the SourceWeft desktop host.
Other MCP clients
Follow the launch instructions in the repository.
README
🔎 SEC Intelligence MCP — Document-Grounded Financial AI
Ask Claude Desktop real questions about SEC filings — 10-Ks, 10-Qs, 8-Ks — and get answers quoted directly from the actual filing text, with a citation to the exact section (and page, where available) on every claim. Not a summary from training data. Not a guess.
Try it now: uvx sec-intelligence-mcp — see Quick install below.
Why this is different
Most finance-related MCP servers are data-API wrappers: they hand back numbers (revenue, EPS, price) from a database. None of the ones we surveyed read the actual filing documents, so none can answer a question that requires understanding what a company's management actually said — e.g. "how did NVIDIA's management explain the datacenter revenue surge?" or "did Amazon's forward guidance tone change between quarters?"
This server retrieves and quotes the real filing text with a citation on every claim, and its answer-generation prompt explicitly refuses to use prior/general knowledge when the retrieved passages don't contain the answer — verified live: asking about NVIDIA's non-existent "Mars operations" correctly returns "not present in the filing" rather than an invented answer. It also ships an automated RAGAS evaluation harness (see Evaluation results) that measures this claim on 50 real questions rather than just asserting it.
🚀 Quick install
Published on PyPI: https://pypi.org/project/sec-intelligence-mcp/. No clone, no build step — uv fetches and runs it on demand:
That's the whole install. Two more things and you're ready to use it in Claude Desktop:
1. Get your free API keys
All four take under 5 minutes total, no credit card anywhere.
Don't have Docker or want to skip signing up for Qdrant? See the note in Getting Qdrant running below.
2. Connect Claude Desktop
Add this to your claude_desktop_config.json
(Windows: %APPDATA%\Claude\claude_desktop_config.json, macOS: ~/Library/Application Support/Claude/claude_desktop_config.json):
Restart Claude Desktop, open the tools list (hammer icon), and confirm sec-intelligence-mcp
appears with a ping tool. That confirms the connection works before you rely on it for a
real question.
3. Try it out
Every session starts by ingesting the company you want to ask about — that's what indexes its filings so they can be searched. Then just ask in plain English:
You: Ingest NVIDIA's last 2 annual filings
Claude (calls
ingest_company_filings): Indexed 2 filings for NVIDIA — 312 chunks from FY2024's 10-K, 287 from FY2023's.You: What did they say about risks from export controls?
Claude (calls
analyze_filing): NVIDIA's FY2024 10-K identifies export control regulations as a primary risk: "The U.S. government has imposed, and may in the future impose, controls on the export of our products... restrictions to China, Hong Kong, and Russia have materially impacted our revenue." — [Item 1A — Risk Factors]You: How does that compare to AMD?
Claude (calls
compare_companies): [grounded side-by-side answer, cited to each company's own filing]
No prompt engineering, no special syntax — Claude picks the right tool automatically based on what you ask.
🧰 Available tools
🛠️ Tech stack
Open source and free-tier first — no paid API is required to run this end to end.
🏗️ Architecture
📊 Evaluation results
Measured with RAGAS on 50 hand-verified
question/ground-truth pairs across 5 companies (full methodology and raw results in
eval/README.md):
CI's eval-gate fails any PR to main that drops faithfulness below 0.75 on a real,
live-ingested subset of these questions — see .github/workflows/ci.yml.
LangFuse dashboard
A real trace of analyze_filing answering "What risks does NVIDIA face from export
controls?" — the span tree shows retrieval and embedding nested under the tool call,
alongside the LLM generation, with a faithfulness: 1.00 score attached automatically:
[LangFuse trace showing analyze_filing's span tree and a 1.00 faithfulness score]
👩💻 For developers
Want to run from source, contribute, or self-host instead of using the published package?
Getting Qdrant running
The simplest path is Docker: docker run -p 6333:6333 qdrant/qdrant. No Docker? Use a free
Qdrant Cloud cluster instead and set QDRANT_API_KEY too.
Run from a local clone
- Install uv.
- Clone the repo and install dependencies:
- Copy
.env.exampleto.envand fill in the keys from the table above. - Start Qdrant locally:
- Run the server directly: Or with the MCP Inspector (dev UI, requires Node.js):
For Claude Desktop, point it at your clone instead of the published package:
src/config.py fails fast at import time (raises RuntimeError) if any required key is
missing.
Running via Docker
docker compose up -d builds the server image and starts it alongside Qdrant. The app
service reads secrets from your local .env via env_file, and QDRANT_URL is overridden
to http://qdrant:6333 (the in-network service name) since localhost inside the container
would not reach the qdrant container.
Testing locally
Project structure
Deploy your own instance
The published PyPI package is enough for personal use via Claude Desktop — you only need this if you want a standalone, publicly reachable server (e.g. for a remote MCP client).
Deployed on an Oracle Cloud "Always Free" compute VM (Ampere A1, ARM) rather than Render or
Hugging Face Spaces: both of those give the container an ephemeral filesystem (wiped on
every restart/redeploy) and cap free-tier RAM at 512MB, which doesn't comfortably fit the
embedding model (e5-base-v2, CPU-only, ~440MB loaded) alongside the rest of the process. A
real Always Free VM has neither constraint — genuine persistent disk and up to 24GB RAM — so
Qdrant runs locally via the same docker-compose.yml used for local dev, with no separate
Qdrant Cloud account needed.
Setup (one-time):
- Create an Always Free Ampere A1 compute instance (Ubuntu image) in the Oracle Cloud console, and note its public IP.
- In the VCN's Security List (not just the instance's own firewall — both must allow
it), add an ingress rule for TCP port
8000(and22for SSH, usually already open). - SSH in, install Docker + the Compose plugin, then:
QDRANT_URLdoesn't need to be set in.envhere —docker-compose.ymlalready overrides it tohttp://qdrant:6333, the in-network service name, for theappservice. - Also open the instance's own firewall for the port (Ubuntu ships
iptables/ufwrules that block it even after the Security List allows it): - Confirm:
curl http://<instance-public-ip>:8000/healthreturnsok.
Both services have restart: unless-stopped, so a VM reboot brings the whole stack back up
without manual intervention. Plain HTTP (no TLS/domain) is used for now — fine for a demo,
but a real production deployment would put Caddy or Nginx in front for HTTPS.
Alternative: Hugging Face Spaces. Also possible via the Docker SDK, using Qdrant Cloud
instead of a local container (Spaces storage is ephemeral on restart, unlike a real VM).
huggingface.co → New Space → SDK: Docker → add GEMINI_API_KEY, QDRANT_URL,
QDRANT_API_KEY, LANGFUSE_SECRET_KEY, LANGFUSE_PUBLIC_KEY as secrets and
MCP_TRANSPORT=sse as a variable in Space Settings, then git push this repo to the
Space's git remote.
🤝 Contributing
Issues and PRs welcome. See docs/edgar-api.md for EDGAR API quirks
(rate limits, required User-Agent header) and eval/README.md before
changing anything in the retrieval pipeline — a PR that regresses RAGAS faithfulness below
0.75 will fail CI's eval-gate job.
Source: README.md at commit db8a295
Tools
0Version history
1- v0.1.1LatestSep 16, 2026
Score
50% of the applicable checks met
How complete this listing is, computed from the registry entry, the endpoint and public sources. Not a rating of the server and not a statement that it is safe or working today: reachability is a dated check, and no installs or reviews go into the score.
- Reached in the last 30 days25 pts
Keep the endpoint answering the MCP handshake; SourceWeft probes it every 30 days.
- Auth declared10 pts
Declare the credential headers in the registry entry, or keep the endpoint answering the probe so its auth can be classified.
- Tools listed15 pts
Answer tools/list without a credential, or ship a package that starts in a sandbox without one.
- DescriptionRequired15 pts
- Logo10 pts
- Documentation15 pts
- License10 pts