Conflicts Of Interest
JoelLewis/finance_skills/plugins/compliance/skills/conflicts-of-interestby JoelLewis5c498eacf7057e31238c4c5a8012a1afe9ec7c8aNo licenseListed Oct 9, 2026Updated Oct 9, 2026
Identify, disclose, and mitigate conflicts of interest in advisory and brokerage relationships under Reg BI and fiduciary duty. Use when the user asks about compensation-based conflicts, proprietary product incentives, revenue sharing disclosure, principal trading consent, soft dollar arrangements, pay-to-play restrictions, gifts and entertainment limits, personal trading policies, or code of ethics requirements. Also trigger when users mention 'is this a conflict', 'recommending our own funds', 'higher payout on annuities', 'outside business activity conflicts', 'allocation fairness across accounts', 'political contribution to a pension board member', or ask how to disclose or eliminate a conflict.
- 5c498eacf7057e31238c4c5a8012a1afe9ec7c8aCurrentcommit 5c498eaPublished Oct 9, 2026
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Source:JoelLewis/finance_skillsinplugins/compliance/skills/conflicts-of-interestat commit5c498ea
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