Operational Risk
JoelLewis/finance_skills/plugins/trading-operations/skills/operational-riskby JoelLewis5c498eacf7057e31238c4c5a8012a1afe9ec7c8aNo licenseListed Oct 9, 2026Updated Oct 9, 2026
Guide identification, measurement, and management of operational risk in trading and brokerage operations. Use when designing trade error detection and correction procedures, investigating trade breaks and reconciliation failures, classifying loss events under Basel taxonomy, developing key risk indicators (KRIs) and dashboards, responding to system outages or data feed failures or order routing errors, conducting root cause analysis after a trade error or operational incident, planning business continuity and disaster recovery for trading desks, preparing for FINRA or SEC operational risk examinations, or assessing technology risk in OMS and market data systems. Also covers fat-finger errors, error account P&L, and corrective action tracking.
Only the file list is public. File contents are available once the skill is installed in a workspace.
| Path | Size | Type |
|---|---|---|
| references/examples.md | 11.8 KB | text/markdown |
| SKILL.md | 29.1 KB | text/markdown |
Source and attribution
Source:JoelLewis/finance_skillsinplugins/trading-operations/skills/operational-riskat commit5c498ea
License: No license
Content belongs to its original authors. SourceWeft indexes it from a public repository.
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